What is Included in a FERPA Audit?
Varsity’s FERPA focused tools and resources will streamline the audit process and limit the amount of confusing and complex compliance endeavours. We will provide precise and detailed reports that outline our findings as well as any required or recommended next steps.
The Audit process may involve:
- Scoping the institution to pinpoint which procedures are needed as part of the audit;
- Working with the registrar’s office and other offices that may be involved in compliance to ensure complete transparency and communication.
- Off-site and onsite audit procedures as would be taken of done as part of a Federal audit process;
- Ensuring all records are being properly kept for the timelines set out within FERPA and that students and authorized personnel can access data quickly and efficiently. This may involve aiding in creating a records retention plan;
- Delivery of a report outlining all findings, compliance, weaknesses, and next steps.
- Ensuring education institutions have complete security protocols place to ensure the safety of all records. Is proper maintenance being taken? Are newer record storage softwares, such as use of the Cloud, having proper security controls set in place?
- Analyzing roles and responsibilities of those related to security within the organization or educational institution.
- Assuring proper training and policies are taking place and that proper best practices are being met. Is their mandatory training in place for those with access to student records?
- Reviewing and implementing proper accountability measures if needed, such as keeping records of sign outs of files, each person with access has their own password and username instead of sharing one universal login.